Update on appointing a bond consolidated tape provider
We have received a legal challenge to our decision to award the contract for the bond consolidated tape provider. In response, we said:’We undertook a fair, competitive 2-stage process to ensure the...
Regulatory perspective and priorities for 2025
Speech by Lucy Castledine, director of consumer investments, at the Personal Investment Management & Financial Advice Association (PIMFA) Compliance Conference 2025. Speaker: Lucy Castledine, director...
FCA closes Wellesley & Co Limited investigation
We have decided to take no further action against Wellesley & Co Limited (WCL) after our investigation found no evidence of serious misconduct. We announced the investigation into WCL in 2022 followin...
Regulating for growth – the future is now
Speech by Jessica Rusu, FCA chief data, information and intelligence officer, delivered at Travers Smith’s Future of Fintech 2025, Merchant Taylors’ Hall. The invite for this conference highlights...