Vanguard Settles with SEC, Agrees to Pay $106 Million
The SEC announced today that Vanguard will pay over $106 million to settle charges against it. The charges allege that Vanguard issued misleading statements to investors about retirement funds.
The...
DORA Takes Effect: EU FIs to Focus on Third-Party Risk Management
With the Digital Operational Resilience Act (DORA) now in effect, organizations must pivot from preparation to active compliance and ongoing risk management,
That’s according to Carl Leonard, EMEA ...